September Section 16—Directors, Officers and Principal Stockholders

New insiders are required to file an initial ownership report on Form 3. Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the Commission a statement of ownership regarding such security. Changes to holdings are reported on Form 4. A year-end report to disclose holdings that were subject to reporting requirements but not required to be shown on Form 4 or delinquent transactions or holdings that should have been reported previously are reported on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.

Form 3 Filings

 

Filing Dates

Van Kampen Funds/Trusts

no current filings

 

Form 4 Filings

 

Filing Dates

Van Kampen Funds/Trusts

Linda Heagy

 

September 4, 2007

Hugo Sonnenschein

 

September 4, 2007

Wayne Whalen

 

September 4, 2007

September 5, 2007

Form 5 Filings

 

Filing Dates

Van Kampen Funds/Trusts

no current filings

 

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