Download Forms

Account Options and Maintenance
Forms

PDF

Description

New Account Application

Establish a new voluntary account in one of Van Kampen's open-end funds.

Account Services Form

Establish an automatic investment plan (AIP), transactions via the internet or the automated telephone system (purchase, exchange, or redemption privileges), automatic exchanges from one fund into another participating fund, systematic withdrawal plans, direct deposit dividends and capital gains into a bank account; invest dividends and capital gains distributions paid from one fund into another fund, redeem shares by telephone, update the financial advisor or dealer listed on your account.

Transfer Form

Transfer mutual fund assets to a different registration and establish various options on the new account. For Transfer on Death, designate beneficiaries and specify how much of your account should be transferred to them upon your death.

Rules Governing Transfer on Death Registrations

Checkwriting Redemption Privilege

Send this form with your new account application to set up the privilege to write checks from your eligible Van Kampen fund (includes most fixed-income and tax-free funds, and A shares only).

Government Allotments

Deposit money directly from your government employee paycheck into your account.

Individual Retirement Account
(IRA) Forms

PDF

Description

Traditional & Roth IRA Application and Adoption Agreement (Includes Custodial Account Agreement)

Start saving for retirement by opening a Traditional or Roth IRA in an open-end Van Kampen fund. Please read the custodial account agreement before contributing to either plan.

Traditional IRA Direct Rollover Request Form

Roll your employer-sponsored retirement plan (401(k), Profit Sharing, or Money Purchase Plan) or 403(b) directly into a Van Kampen IRA.

Traditional IRA Distribution Form

Take a distribution from your Van Kampen Traditional IRA, SEP or SIMPLE IRA.

Roth IRA Distribution Form (not fill-in)

Take a distribution from your Van Kampen Roth IRA.

Roth IRA Internal Conversion Form (not fill-in)

Convert your Van Kampen Traditional IRA to a Van Kampen Roth IRA.

IRA Recharacterization Form

Use this form to recharacterize Roth IRA contributions back to a Traditional IRA and vice versa.

RMD Form

Facilitate Required Minimum Distributions from your Van Kampen Sponsored Retirement Account.

Transfer/Conversion Request Form

Transfer or convert a Traditional, SEP or Roth IRA from an outside custodian to Van Kampen.

Designation of Beneficiary Form

Designate or change the beneficiary for your IRA , 403B or Money Purchase/Profit Sharing Plan accounts.

SIMPLE IRA Enrollment Guide—with Forms

Complete plan description including client forms.

Change of Investment Form

Use this form to change the future contribution allocations of your Van Kampen SIMPLE IRA, 403(b), TSA or ORP Account.

Employer-Sponsored Plans—
403(b) TSA Forms

PDF

Description

Designation of Beneficiary Form

Designate or change the beneficiary for your IRA , 403B or Money Purchase/Profit Sharing Plan accounts.

403(b) TSA Distribution Form

Take a distribution from your Van Kampen 403(b) TSA Account.

Change of Investment Form

Use this form to change the future contribution allocations of your Van Kampen SIMPLE IRA, 403(b), TSA or ORP Account.

403(b)/ORP Transfer Form

Transfer your Van Kampen 403(b) or ORP account to a 403(b) or ORP account with another custodian.

Higher Education 529 Fund Forms

PDF

Description

Enrollment Form

Start investing for higher education expenses today by enrolling in the Higher Education 529 Fund.

Enrollment Form—Other Entities

Establish an account for an eligible trust, corporation, state or local government within the United States, or estate.

Transfer/Rollover Form

Transfer money from another account into your Higher Education 529 Fund.

Distribution Request Form

Request a redemption from the Higher Education 529 Fund.

Account Services Form

Change your address, add an Automatic Investment Plan, or change other personal information.

Change of Investment Selections Form

Switch your investment strategy up to one time per year.

Change of Beneficiary Form

Designate or change the beneficiary for your Higher Education 529 Fund.

Unit Value Purchase Option Form

Use this form to get the Unit Value Purchase Option on eligible contributions (see the Program disclosure Statement for rules).

Payroll Deduction Company Profile

Use this form for companies who wish to set up payroll deduction.